Tag Archives: Lakoff and Johnson

Invasions and Infestations: Words and Metaphors Do Matter

Hello! I feel obliged to write a post today concerning the recent statements in the news that “Words Matter.”  Following the two horrific mass shootings in El Paso, Texas and Dayton, Ohio, many people blamed President Trump for inciting the shooter in Texas since his screed published online shortly before the attacks used language quite similar to Trump’s recent rhetoric about a so-called invasion of Mexicans into the United States.  Trump also recently argued that Baltimore, Maryland was a “rodent-infested” city, and seemed to target Elijah Cummings, an African-American Congressman who lives in Baltimore.  Moreover, he also told four female minority members of Congress to “go back where you came from,” a well-known racist trope.  Trump’s apologists claim that the El Paso shooter was mentally ill and acted alone. 

As a linguist, I must remain neutral in these political arguments.  I will leave the assignation of blame to pundits and politicians.  Today I would like to talk about how and why these metaphors are so powerful in shaping the beliefs and actions of certain Americans.  Linguists have been talking for decades about the importance of language in influencing people’s beliefs.  I have discussed this many times in the past few years in this blog space.  Back in 2013 I wrote a post called “Do Metaphors Matter?” examining this very topic.  I would like to revisit the topic with an expanded analysis including three increasingly large social circles of 1) the body, 2) the family, and 3) the home.  I will argue that defending these three areas of our lives can be traced back to our early Homo sapiens ancestors, and can explain the power of many of our current political metaphors. 

Readers of this blog are well aware that my approach to understanding metaphors has been inspired by the ground-breaking work of George Lakoff and Mark Johnson.  They were the first to describe how metaphors usage is part of our everyday thinking.  Johnson’s book The Body in the Mind describes how many of our metaphors are derived from our experiences of using our own bodies.  In my research, I discovered more than 100 separate metaphors based on our body position, using our heads, arms, legs, hands and feet.  Thus, we have examples such as facing the problem, standing up for one’s rights, backing a candidates, reaching across the aisle, or getting a stronghold in another country.

A self-defense class. Source: Wikipedia commons

Sadly, many of these body metaphors are based on ideas of defending oneself against attackers.  We don’t even think about this, but most of the ways we talk about arguments use metaphors such as taking a stand on the issue, confronting your opponent or arguing from a position of strength.  In evolutionary terms, this makes sense. We are all familiar with the stories of our ancient ancestors fighting off cave bears or saber-tooth cats to survive.  We would not have survived as a species if we were not good at defending our bodies.

Source: Wikimedia commons

At a higher level of awareness and social grouping, we can also talk about the importance of our families in our lives.  The idea of belonging to a family is another rich source of metaphor creation on several different generational levels.  We talk about the founding fathers of our country, our soldiers in World War I and World War II as brothers in arms, or your latest pet project at work as your baby.  We also have the metaphorical expressions of “necessity is the mother of invention” and Uncle Sam referring to the U.S. government.  While there are not any metaphorical expressions referring directly to defending one’s family, we can understand that there is a natural instinct among all parents and grandparents to protect their loved ones in case of attack.  This is common in the natural world as well.  I am not a hunter but I have heard the saying that the only thing more dangerous than a grizzly bear is a momma grizzly bear defending her cubs. It is not surprising that two of our most powerful civil rights groups founded by women have the word mother in the name of the organization, e.g., Mothers Against Drunk Driving which not coincidentally spells out the acronym MADD indicating their anger at all the lives lost to drunk drivers.  There is also a group fighting for more gun regulations called Moms Demand Action.  

Source: Wikimedia commons

At the next higher level of social group is the sense of home.  The notion of home has several meanings.  Literally it means the house that people live in with their families.  But metaphorically it has other more powerful meanings.  A home is much more that a building, it represents the sense of love, family and belonging to a place.  In my much younger days I served two years in the Peace Corps in West Africa.  The other volunteers and I spoke often of going back home after our service was complete, as do thousands of military service men and women today.  Of course, we were not simply speaking of returning back to the houses that we grew up in, but to our family, friends, community and country.  We have many metaphors derived from our experience of living in a home, e.g., we call the founding fathers the framers of the constitution as if they were building a house, we talk about opportunity knocking (on the door) and the window of opportunity closing, and some politicians want to make a clean sweep of corruption in Washington D.C.  In terms of defending our homes, we also talk about having gatekeepers who maintain order in society, avoiding backdoor activities of corrupt politicians, and more to the point, having our national defense system literally called Homeland Security.  The Stand Your Ground laws in some states allow a homeowner to shoot someone who invades their property.  It is loosely based on the old British idea that “a man’s home is his castle.” This phrase is loaded with metaphorical power.  It involves the sense of standing to protect oneself (the body), or your loved ones (the family) on your ground or property (the home).  It’s a triple play for 2nd Amendment proponents who instinctively desire to defend themselves. 

In a larger sense, we also extend the meaning of home to include our streets, neighborhoods and communities.  And we protect our communities against outside interference.  Thus we have the acronym NIMBY, meaning Not In My Backyard, a phrase used by homeowners threatened by the possibility of a landfill, nuclear waste disposal site, a new airport or any other dangerous or noisy development.  

Source: Wikimedia commons

What does this have to do with mass shootings?  It is pretty clear that it is part of human nature to defend one’s body, family and home for danger.  When someone refers to a city being infested by rodents, most of us would shudder in disgust.  Anyone who has gone camping has most likely experienced insects crawling over our bodies during the middle of the night.  Harmless insects such as ants are annoying, but animals such as spiders or rodents that carry diseases is definitely a dangerous situation.  No one would like to think of their homes being infested by creepy, dangerous animals.  Also, it is normally the poor urban areas that are infected by rats, poor urban areas which are usually populated by poor people and minorities who have been forgotten by society.  Saying that a certain area is infested by rodents is clearly sending a message that the area is in bad condition because of the fault of the minorities to keep the area clean, even though it is almost always the case because the government has not provided the resources to maintain that area.  It is rarely the fault of the local people. 

Source: Wikimedia commons

When politicians talk about an invasion of immigrants, they too are sending a clear message that immigrants coming into this country is a dangerous thing.  The term invasion reminds people of military takeovers, such as Viking attacks in Europe during the Middle Ages, or German invasions of parts of Europe during World War II.  What could be more dangerous than an invasion?  People are well aware that their homes may be taken or destroyed or their family members could be killed during an invasion.  (We also talk about a flood of immigrants as if a tidal wave is coming to wipe out everyone and everything in its path.)

This discussion begs the question of why white people in America are so afraid of African-American, Hispanic, Asian or other minority people in the first place. To most Americans this fear is absurd.  Anyone who has lived or worked with people of color knows that they are just like anyone else in the world.  They are hardworking, law-abiding, family-loving people.  But to bigoted or racist people, minorities represent “the other” — people not like themselves, and thus they cannot be respected or trusted. Where does this idea come from?  Sadly it seems to have been part of human evolution for thousands of years.  No one knows exactly why Neanderthal Man disappeared.  Neanderthals lived in Europe for 400,000 years before disappearing shortly after the arrival of the rival species, Homo sapiens.  It is possible that the Neanderthals died off from disease, food shortages or climate change, but they may have also been killed by tribes of Homo sapiens.  In human prehistory, most hunter gatherer tribes coexisted peacefully for thousands of years.  However, when agriculture was discovered about 4000 BC, towns and cities quickly developed since people could, for the first time, stay in one place to live.  Sadly, the development of agriculture led to imbalances of food, money and power.  It is not long after that the first records of slavery occurred.  It seems to be part of human nature that a group in power will try to subjugate another, less powerful, group of people.  

Source: Wikimedia commons

Americans tend to think of slavery as a problem of American history, but of course, anyone who has seen the movie Gladiator, will remember that slavery existed in Ancient Greece and Rome.  Also, anyone who has seen the mini series Roots, based on the book by Alex Haley, will remember that the African slave trade, although promoted by Europeans and Americans, was also facilitated by some African tribes capturing and selling members of other African tribes.  I happened to live in the West African country of Benin during my Peace Corps service.  I have been to the museums in the coastal cities such as Ouidah, where the African slaves were sold off to the American traders. I saw the actual shackles and chains used by some African tribes to capture other Africans.  To most people, the idea of selling a person is appalling, as if they were simply property.  However, even our revered founding fathers counted slaves as only 3/5 of a person. 

This idea of subjugating people also has its origins in something called the Great Chain of Being.  This notion also goes back to the Ancient Greeks.  The idea was that people lived in the middle of a specific ranked order of beings, animals and plants.  In its most famous iteration Medieval Christians assigned the basic order, from highest to lowest, God, angels, humans, animals, plants and minerals, depicted in this drawing from 1579.  European kings used this idea to establish that they were closer to God thus higher in rank than ordinary people.  Colonial European powers used this idea to justify the horrible treatment they gave to African, Asian and Pacific Island nations as they plundered their natural resources for their own benefits.  And of course, 17th century Europeans and colonial American states used this idea to justify slavery as a means of obtaining a free source of labor.  Needless to say, our own treatment of Native Americans for the past several centuries has been just as bad. 

The Great Chain of Being, 1579 Drawing. Source: Wikimedia commons

Although these ideas sound horribly outdated, we find similar ideas in the Bible: 

Genesis 1:26: “And God said, Let us make man in our image, after our likeness: and let them have dominion over the fish of the sea, and over the fowl of the air, and over the cattle, and over all the earth, and over every creeping thing that creepeth upon the earth.”  

While this passage is only speaking of humans having dominion over animals, it too has provided justification for hunters to kill animals for no reason.  While most modern hunters kill animals only for the meat, or to protect themselves from animals from attacking their families or their livestock, there are still so-called trophy hunters who kill only for the pleasure of killing a rare or dangerous animal.  You may remember the public outrage when a beloved lion named Cecil was killed by a trophy hunter in Zimbabwe in 2015. 

Sadly, people in many cultures around the world have treated other people as animals, lower in value than humans.  You may have read the remarkable book, The Underground Railroad by Colson Whitehead, in which he describes the men who hunted escaped slaves as if they were wild animals. Scientists used African-American men as guinea pigs in studies of syphilis at the Tuskegee University in Alabama between 1932 and 1972.  Even sadder still is the fact that human trafficking and other forms of slavery still exist in almost every corner of the world. It is perhaps no surprise then that in the United States and other parts of the world, immigrants are seen as less than human, somehow a lower form of life that must be stopped from coming into the home country.  These immigrants are a threat to the status quo of the privileged white social class who want to maintain their superiority over less powerful groups.  The ultimate irony, of course, is that in the United States, everyone except Native Americans are immigrants.  Our ancestors came from other parts of the world at different times in American history.  However, immigrants with darker skin, people of color, are judged to be the other, and thus become targets of discrimination and bigotry.  The reasons for this bigotry are complex.  In addition to the personal reasons of defending oneself or one’s family, there are also economic reasons — the fear of immigrants taking the jobs of Americans, political reasons — the fear that our government will be controlled by minorities, or social reasons — the fear of miscegenation, i.e., that the “pure” white race will be diluted by intermarriage with people of color.  

Now, to come full circle to the question of the importance of metaphors, I remind my readers of the work of George Lakoff on the idea of understanding governments in terms of what he calls the metaphorical “Nurturant Parent family” or the “Strict Father family.” 

In Lakoff’s model, liberals tend to think of government as nurturing parents who take care of their children.  Therefore they expect Congress to ensure a healthy economy, provide health care to the sick, food stamps to the poor and other safety nets to help those in need.  In contrast, conservatives tend to think of government as a strict father.  In a blog post a few years ago, Lakoff explains this idea further.

https://georgelakoff.com/2016/03/02/why-trump/

“The basic idea is that authority is justified by morality (the strict father version), and that, in a well-ordered world, there should be (and traditionally has been) a moral hierarchy in which those who have traditionally dominated should dominate. The hierarchy is: God above Man, Man above Nature, The Disciplined (Strong) above the Undisciplined (Weak), The Rich above the Poor, Employers above Employees, Adults above Children, Western culture above other cultures, Our Country above other countries. The hierarchy extends to: Men above women, Whites above Nonwhites, Christians above nonChristians, Straights above Gays.”

Needless to say, this metaphorical family structure follows the same logic as the Great Chain of Being dating back to the days of the Ancient Greeks.  There are two important points to be made here.  First, some conservatives may believe in this sort of hierarchy and act on it thinking they are justified in doing so based on their belief in maintaining the “well-ordered world.”  Secondly, people who blindly believe in this moral hierarchy may not think on their own; instead they will just believe what someone else tells them, if that person is in a position of higher authority.  For example, years ago a colleague of mine confessed that he did not know who to vote for in the upcoming presidential election, but he wasn’t worried because the pastor at this church was going to tell him who to vote for.  

Of course, I am in no way justifying this type of behavior.  I am only trying to explain how language and metaphors fit into the schema or world views of some people who try to justify their racist behavior.  Words do indeed matter, especially when they incite people to turn their beliefs into actions of killing innocent people for the tragically misguided purposes of maintaining their power in society. 

George Lakoff: “Why Trump?”

blog - George_LakoffToday I would like to share the link to an important blog post by George Lakoff on Donald Trump, simply entitled, “Why Trump?”  As my faithful readers may remember, George Lakoff and Mark Johnson wrote the groundbreaking book, Metaphors We Live By, in 1980 which inspired my research into metaphors. After decades of brilliant research in linguistics and cognition, Lakoff turned his attention to the language of politics. He wrote another landmark book called Don’t Think of an Elephant in 2004 (rev. in 2014) in which he described the differences in the thinking of liberal and conservative politicians. In his recent blog post, he builds on his previous work to explain the rise of Donald Trump. The key tenet of his Elephant book is that most people think about government in conceptual metaphors. To quote a section of his recent blog post this week,

“…we tend to understand the nation metaphorically in family terms: We have founding fathers. We send our sons and daughters to war. We have homeland security. The conservative and progressive worldviews dividing our country can most readily be understood in terms of moral worldviews that are encapsulated in two very different common forms of family life: The Nurturant Parent family (progressive) and the Strict Father family (conservative).”

Lakoff extends his theory to explain the views of the conservatives.

“The strict father logic extends further. The basic idea is that authority is justified by morality (the strict father version), and that, in a well-ordered world, there should be (and traditionally has been) a moral hierarchy in which those who have traditionally dominated should dominate. The hierarchy is: God above Man, Man above Nature, The Disciplined (Strong) above the Undisciplined (Weak), The Rich above the Poor, Employers above Employees, Adults above Children, Western culture above other cultures, Our Country above other countries. The hierarchy extends to: Men above women, Whites above Nonwhites, Christians above nonChristians, Straights above Gays.”

blog - Donald_Trump_August_2015

I can’t summarize the rest of the blog post to do it justice. You will have to read the rest of the article to see Lakoff’s brilliant analysis of Donald Trump. It is a bit long but well worth the effort. It is the most insightful analysis of conservative politics you will ever read. You can access the blog post here.

If you are interested, I have a list of books by Lakoff and Johnson, together and separately, in my Bibliography page on this blog. Lakoff, of course, has links to his other books and blog posts on his website. Please check them out if you have time.  Comments are welcome!

 

Next time: More on Trump

President Johnson’s War on Poverty

President Johnson’s War on Poverty

This past week marked the 50th anniversary of Lyndon Baines Johnson’s so-called War on Poverty, first proposed in his State of the Union address on January 8, 1964. The civil rights movements of the 1960s highlighted the appalling degree of poverty that many Americans were living in at the time.  President Johnson named his efforts solve this problem his War on Poverty.  Although some modern critics claim that this program was a failure (see Republican Representative Paul Ryan’s recent comments at http://www.politico.com/story/2014/01/paul-ryan-war-on-poverty-failed-102001.html) others note how much the program has reduced poverty for millions of Americans, especially children and the elderly (see http://www.nytimes.com/2014/01/09/opinion/kristof-progress-in-the-war-on-poverty.html?_r=0).

Two months after his State of the Union address, President Johnson delivered a special message to Congress offering more details of his plan on March 16, 1964.  Out of curiosity I read through this speech to see what political metaphors he used in addition to the obvious war metaphors.  I was not surprised to find that he used a great deal of political metaphors in the speech, but I was intrigued that he used a complex array of four different conceptual metaphors to explain his program.  Using the format of Lakoff and Johnson, I can summarize these metaphors as follows: 1) POVERTY IS A PART OF NATURE; 2) POVERTY IS A PRISON; 3) LEAVING POVERTY IS A JOURNEY; and 4) POVERTY IS A ENEMY OF WAR.  I will categorize several metaphors below using excerpts from President Johnson’s speech as examples.  Italics are mine.  You can read the entire speech at http://www.fordham.edu/halsall/mod/1964johnson-warpoverty.html.

1) POVERTY IS A PART OF NATURE

source

We often compare people or processes to parts of nature.  The word source is commonly used to indicate the origin of some process or phenomenon.  Its origins, however, lie in a French word meaning to be the source of natural spring water.  Thus, talking about the source of poverty is using a metaphor of nature.

Example:  … through a new Community Action program we intend to strike at poverty at its source – in the streets of our cities and on the farms of our countryside among the very young and the impoverished old.

blog - nature - rootsdeeply rooted

When we compare something to a tree, we are speaking of its strength, age or durability, e.g., saying someone is “as strong as an oak.”   A tree has roots that go deep underground to give it stability and strength in strong winds or high waters.  Saying that a problem is deeply rooted indicates that it has been around for many years and will be very difficult to solve.

Example:  We are fully aware that this program will not eliminate all the poverty in America in a few months or a few years. Poverty is deeply rooted and its causes are many.

2) POVERTY IS A PRISON

Johnson compares being in poverty to being in a jail or prison.  People who are very poor often do not have the means to get a better job (or any job) due to a lack of resources, medical disabilities or financial difficulties.

escape

If one is being forced to live in confined quarters, sometimes the only means of getting out of that situation is by escaping.

Example:  [The war on poverty] will give many workers and farmers the opportunity to break through particular barriers which bar their escape from poverty.

break out of

Another way of describing an escape is to say that a person is breaking out of prison.

Example:  … we intend to create new opportunities for certain hard-hit groups to break out of the pattern of poverty.

blog - journey - open dooropen door

In some situations, merely getting help opening a door can provide the escape that is needed.  Sometimes a tool such as a lever is needed to pry open the door.

Example:  It will provide a lever with which we can begin to open the door to our prosperity for those who have been kept outside.

carry out their plans

Although some people may not consider this to be a metaphor, the phrase carry out takes a physical process and turns it into a metaphorical action.  For example, a person can literally carry out a box from an office, or carry out plans to achieve a goal.

Example:  It will give every American community the opportunity to develop a comprehensive plan to fight its own poverty-and help them to carry out their plans.

3) LEAVING POVERTY IS A JOURNEY

show the way

Once a person begins a journey, sometimes a local expert may need to show that person the best road or direction to travel.

Example:  But this program will show the way to new opportunities for millions of our fellow citizens.

milestone

Distances on long roads or highways are sometimes indicated by stone markers along the side of the road. The markers that indicate the distance of one mile are called milestones.  In metaphorical terms, a milestone is the observance of a significant amount of progress made in a long process.

Example:  It can be a milestone in our one-hundred eighty-year search for a better life for our people.

blog - journey - barrierbarriers

            In some cases, roads are blocked by barriers because of construction or dangerous road conditions.  Metaphorically, any impediment to making progress towards a certain goal may be described as a barrier.

Example:  [The war on poverty] will give many workers and farmers the opportunity to break through particular barriers which bar their escape from poverty.

charts a new course

When the captain of a ship begins a long journey, he or she must chart the course towards their destination. Metaphorically, starting a new program or process may also be described as charting a new course.  Additionally, the idea of having a new course indicates that the approach being taken is different from previous approaches.

Example:  The Act does not merely expand old programs or improve what is already being done.  It charts a new course.

4) POVERTY IS AN ENEMY OF WAR

Finally, and most importantly, Johnson compares the entire approach to eliminate poverty in the United States to a war against a strong enemy.  I have written about war metaphors in previous posts, although I am not sure of the exact origin of these types of metaphors.  In 1964, President Johnson would have been speaking only a generation after World War II, and in the middle of the Vietnam War.  Perhaps war metaphors would not be unexpected in that time of history.  His approach to solving the problem of poverty is to relate it to a war.  He repeats the phrase war on poverty six times during the speech.

war on poverty

Example:  Therefore this bill creates, in the Executive Office of the President, a new Office of Economic Opportunity. Its Director will be my personal Chief of Staff for the War against poverty. I intend to appoint Sargent Shriver to this post. . . .

DESERT STORM

enemies

Opponents in a war are commonly called enemies.  Any social problem in a metaphorical war may be referred to as an enemy.

Example:  What you are being asked to consider is not a simple or an easy program. But poverty is not a simple or an easy enemy.

recruit

When a government goes to war, it needs soldiers to fight it.  Its leaders can then recruit people or enlist volunteers to become soldiers or other military personnel.

Example:  … I ask for the authority to recruit and train skilled volunteers for the war against poverty.

enlist volunteers

Example:  It will give dedicated Americans the opportunity to enlist as volunteers in the war against poverty.

Example:  A new national job Corps will build toward an enlistment of 100,000 young men. They will be drawn from those whose background, health and education make them least fit for useful work. . .

test our weapons

Countries that go to war are often developing new guns, tanks, bombs and other weapons to give them an advantage in a war.  However, new technology must be tested in the filed to make sure that it works properly.  This process may be called testing the weapons.  Metaphorically, trying out new approaches to solving old problems may be called testing weapons as well.

Example:  It will also give us the chance to test our weapons, to try our energy and ideas and imagination for the many battles yet to come.

strike

A quick and strong military action against an enemy may be called a strike.  A forceful government action against a social or economic problem may also be referred to as a strike.

Example:  It strikes at the causes, not just the consequences of poverty.

Up you goattack

A strong military maneuver in a war is known as an attack.  In politics, the term attack is commonly used metaphorically to indicate any strong verbal message or executive decision.

Example:  It will give the entire nation the opportunity for a concerted attack on poverty through the establishment, under my direction, of the Office of Economic Opportunity, a national headquarters for the war against poverty.

conquer

A dominant military force may completely conquer another nation, as the Spanish conquistadors did to many Central and South American cultures in the 16th century.  In Johnson’s speech he refers to winning the war against poverty as being a process of conquering it.

Example:  Because it is right, because it is wise, and because, for the first time in our history, it is possible to conquer poverty, I submit, for the consideration of the Congress and the country, the Economic Opportunity Act of 1964.

driven from the land

In some cases, a losing army or an invading force may be pushed off of a section of land as a result of a large battle.  This may be described as an army being driven from the land.  Metaphorically, solving a large social problem may also be described as it being driven from the land.

Example:  It cannot be driven from the land by a single attack on a single front. Were this so we would have conquered poverty long ago.

battles

            Winning a war requires winning many battles.  The idea of a military battle is often used metaphorically to indicate any struggle to solve a difficult problem.

Example:  It will also give us the chance to test our weapons, to try our energy and ideas and imagination for the many battles yet to come.

The Battle of New Orleans - Andrew Jackson wins the final battle of the War of 1812 on January 8, 1815 (painting by Edward Percy Moran, 1910)
The Battle of New Orleans – Andrew Jackson wins the final battle of the War of 1812 on January 8, 1815 (painting by Edward Percy Moran, 1910)

victory

Ultimately, defeating enemies in a war must result in a victory.   Metaphorically, any social problem that can be solved by government action may be described as a victory.

Example:  It is a total commitment by this President, and this Congress, and this nation, to pursue victory over the most ancient of mankind’s enemies.

 

In sum, I believe that President Johnson’s powerful use of the metaphors of nature, prison, journeys and war helped persuade Congress to enact his War on Poverty.  Sadly, many American today still live in poverty.  Perhaps more powerful speeches are needed to get our current Congress to act?

Next time:  Martin Luther King’s “Letter from Birmingham Jail”